Rough Theory

Theory In The Rough

Category Archives: Political Economy

Talking the Talk

I won’t blog today about the other papers at the Governments and Communities in Partnership conference – I’ve sketched some notes on some interesting convergent themes, but I’ll try to sum those up in a post tomorrow. I did want to post a copy of the talk I delivered below the fold – the talk is significantly shorter than the paper, but also significantly longer than a standard blog post, so be warned…

Some funny things from the session where I delivered my paper: first, the members of my reading group, evidently put out that my paper prevented our regular Monday lunchtime meeting, invaded the session (if by “invaded” you understand “slipped into the back and sat in the most shadowy corner of the conference room, from which they promptly slipped back out once I had finished speaking”).

A technical glitch meant that the session began ten minutes late, which ordinarily wouldn’t have had much of an effect. This conference has been designed, though, to allow people to swap and change between concurrent sessions – so people could, for example, attend paper 1 from one session, and leave when that paper was done, being reasonably sure that paper 2 from another session would begin promptly on time. This meant that the entirety of the ten-minute delay had to come out of the first presentation, which, as luck would have it, was mine.

This had two impacts on my presentation: first, there was no time for questions afterward (this was likely a good thing, as my piece was so abstract, compared to the other papers I saw at the conference, that I’m reasonably certain no one would have had any questions to ask…) – instead, people were directed by the facilitator to my blog. The facilitator had evidently followed a footnote in the paper back here, and found it very striking that I would post work online – particularly work that I have specifically posted because I believe it needs additional revision. Before, during and after the panel session, she made a point of telling me how surprised she was at the “openness” of it all.

The second impact was that, contrary to my normal practice, I actually had to read the talk I had written, to make sure that I kept strictly to an allocated time substantially shorter than what I had expected. I hate reading talks, and I generally feel strongest and most comfortable giving ad-lib presentations. But, given the complexity of what I was trying to cover, the fundamental strangeness of my talk for this venue, and the time constraints, it seemed the best thing to do at the time…

The side effect is that the talk below is reasonably close to what I actually said, and provides a decent simplified and potted version of the full-length paper. I’ll give advance warning that this talk contains no footnotes or literature references, as the talk was not distributed at the conference, and I would expect readers to consult the published version of the paper for this purpose. Read more of this post

The First Taste of Freedom

I’ve just been reading a post over at A White Bear’s blog Is there no sin in it? titled “How Do You Measure Sexism?”, analysing, among other things, the process of internalisation of abuse and of gender stereotype. The post is complex, and worth a direct read – I won’t try to summarise it here. Two lines, though, particularly caught my emotions and my thoughts:

It’s not experiencing sexism that hurts. It’s the first taste of freedom from the pressures of sexism that hurts, because suddenly you realize you’ve allowed yourself to be betrayed.

For purposes of comment here, I hope that A White Bear won’t object if I extrapolate from her insight into experiences that extend beyond gender relations. What I want to explore is her notion that the psychological consequence of the first taste of freedom may actually be pain. This point resonates with me, and also reminds me of the dimensions of Adorno’s work I’ve always liked – particularly Adorno’s attempt to demonstrate that transformative political practice was never the inevitable result of the recognition of unfreedom, but that other consequences – including denial and even rage against the prospect of freedom itself – are also psychologically plausible.

Adorno’s work is concerned, among many other things, with understanding why central political expectations of early Marxist theory were never realised. Marxism had predicted a quasi-automatic drive to political emancipation, as the development of technology made possible the conquest of material nature, and as market crises increasingly pushed the development of centralised political institutions for the management of the economy. The Frankfurt School theorists quickly abandoned any faith in such an automatic historical process – the experience of Nazism, Stalinism and “state capitalism” provided, from their standpoint, a fully adequate historical refutation of the notion that centralised economic planning would inevitably be mobilised for political freedom.

This interpretation of historical developments, however, posed some challenges for the Frankfurt School’s early commitment to “critical theory”. Critical theory as a concept relies on the tension between what is possible, and what we actually do. The critical theorist speaks with the voice of this possibility, arguing that a greater range of freedom, of political choice, is possible than our current practice admits. It can be tempting, from this perspective, to treat awareness of the potential for specific kinds of freedom as an unmitigated good – as though this awareness will immediately and automatically result in transformative political practice. The Frankfurt School come to reject the notion that transformative practice results in any automatic way from the knowledge that specific kinds of freedoms are possible. Adorno, however, goes one step farther: he asks whether, under certain historical circumstances, a recognition that certain forms of unfreedom are unncessary, might actually fuel active political mobilisations against emancipatory potentials.

Adorno argues, in effect, that a deep psychological tension can result from the recognition that our actions have involved unnecessary sacrifices – that we can be scarred specifically by our recognition that potentials for greater freedom lie within reach. Adorno argues that this scarring has been constitutive of the “ego”, and offers a multi-faceted critique of Freudian psychoanalytic concepts of the ego in particular, arguing that much psychological theory confuses a psychology scarred by unnecessary sacrifice, with human nature. Adorno suggests that, in the right historical circumstances, this scarring would not prevent transformative political mobilisation. He also argues, however, that, as long as the social and psychological costs of mobilisation remain high, the tension between an awareness of potential freedom, and the reality of sacrifice, can provoke intense rage – rage expressed as a rigid denial of the potential for freedom, and rage directed into mass mobilisations, focussed particularly against those (often marginalised and socially disempowered) groups who seem to have escaped the rigid self-discipline and self-denial required to perpetuate existing forms of unfreedom.

For Adorno, interestingly, it is the intense power of state-mediated forms of capitalism that specifically overwhelms the delicate balancing act required for persons to attain the psychological resources to recognise and tolerate the pain of their recognition that they have engaged in unnecessary self-sacrifice, so that they can then engage in some kind of transformative political practice. His account thus reflects back on the Marxist critique of market capitalism with a sense of painful historical irony – that the institutional organisation of capitalism fought so hard by an earlier generation of Marxist critique, may have held more potential for emancipatory transformation than the institutional organisation of centrally planned production for which Marxists advocated.

At some point soon (it might have to wait for the end of the term), I’ll try to post a draft paper that explores these issues in more detail and provides a clearer grounding in Adorno’s writings.

Class Acts

So my tutorial sessions this week in the undergraduate economics course have tried, in part, to disentangle two different ways of thinking about social class: one approach that sees class as a function of the quantity of income or wealth that someone possesses; and another – Weberian or Marxian – approach that sees class as a function of the way in which your income is derived.

Both approaches have their strengths and weaknesses. The first approach – commonly seen in pictorial representations of social “pyramids” or in discussions of population quintiles – relies, essentially, on a descriptive definition, prone to debates over where lines should be drawn between different income groups, and potentially useful for analysing things like the correllation between wealth and life outcomes. The second approach, which was historically developed to try to explain patterns in the “ideologies” or political behaviour of social groups, relies on a structural definition and argues that the role you play in the economy predisposes you to perceive society and your choices within society in specific ways – commonly expressed in terms of “class interest”.

Problems arise when, as in some of the materials I was discussing with my students today, these two very different concepts of class come to be blended together. Read more of this post

On Not Hearing Myself Think

I’ve declared defeat on the draft conference paper posted below – one intended for the upcoming Melbourne Centre for Public Policy/OECD conference with the ambitious title: Governments and Communities in Partnership: from Theory to Practice. I think it’s safe to say I dove head first into the theory-practice chasm on this one – over progressive drafts, the original “practice” elements of this paper have gotten slimmer and slimmer, until now they’ve finally been completely effaced, and I’m left with an exclusively theoretical piece on Habermas, Rorty, Marx and… wait for it… Aristotle…

Some weeks ago, when the paper needed to go in for review prior to acceptance for the conference, I got to the point that I completely couldn’t hear my “voice” in the paper any more. I knew what was wrong with the paper, but I could no longer hear the cadence of the language from sentence to sentence – which usually doesn’t bode well for revising. I figured the paper was at a sufficient state for reader review, and so I sent it off, hoping that a few weeks’ break and some incisive critical commentary from the review process would drive me to make the necessary changes. Unfortunately, the main interaction I had with the reviewers was over the title (lest you get the wrong idea, the title currently on the piece is the one they finally accepted – so my original proposals were actually worse than the present rather awful title). And I’m still not hearing my voice in the paper… So I’ve given up and submitted it in its present state, hoping that I’ll get an opportunity to revise again before conference proceedings are formally published…

My current critical sense of the paper is that it suffers from three main problems:

(1) I drive full speed off a cliff at the end. Not much I can say to redeem this – it is what it is. Basically, I needed about thirty books to adequately express what I wanted to say at the conclusion to this paper, and I had only a few hundred words at my disposal. I knew this limitation going in, so the resulting moments of terror I’ll feel about this at the conference will have been well and truly earned.

(2) I suspect that my vocabulary is a bit scattershot and inconsistent across sections of the paper. Ideally, you want a kind of “object oriented” writing in a piece like this, where each section does its specific job, and passes a clear concept along to the next. I don’t think I’m quite there yet with this piece – but am having trouble revising around it because I need more distance from the paper to be able to “hear” the inconsistencies across sections.

(3) I misrepresent Rorty in the first few paragraphs of his section – focussing on the objectivism/relativism distinction, rather than mind/body dualism, which I think would be a better way “in”. Ironically, I don’t think this mistake has any implications for the critique I make of Rorty’s work – I think the critique still applies. I just make myself look a bit silly with how I describe the philosophical motivations for his work.

There are plenty of other problems: I gesture to heaps of literature, particularly literature critical of Habermas and Rorty – without nailing down specific citations for examples of the kinds of critique I’ve referenced; I gesture to broad swathes of Habermas and Rorty’s work in the citations, rather than narrowing in on specific quotations or easily-identifiable sections of their arguments (some of this is intrinsic, given the level of abstraction with which I’m discussing hundreds of pages of philosophical work, but I’d still like to have done a better job with this); I don’t gesture to the works of other authors who might offer useful takes on these same issues… These sorts of problems, at least, I can hopefully clean up before final publication.

And then there’s the problem of practice… I’m beginning to resign myself to the notion that, when I’m given twenty-odd pages to work with, I’ll write either a theoretical or an empirical piece – it’s just not enough room to combine the two in the peculiar way I want to combine them, for an audience not already somewhat familiar with how I think… This means that I recurrently alternate between writing empirical pieces (like the one I presented to the HDR conference), and having people express confusion about how this relates to my theoretical concepts, or writing theoretical pieces, and having people express confusion over how I’ll ever tie this to empirical work… Maybe I’ll eventually have a eureka moment that reveals to me how to overcome this problem. For the moment, though, if I worry too much about it, I won’t get anything written or presented – I figure it’s best just to accept it…

For anyone who wants to read the current problematic draft, the link is: Grounding the Potential for Transformative Practice

Capital Ideas

I’m currently working on fleshing out the conclusion to a paper, essentially trying to demonstrate that it is possible to derive Habermasian norms from shared contemporary historical experiences, without having to assume a common human nature. Much of the paper covers ground already discussed often on this blog, but the conclusion does touch on some new ground – basically, on how we might try to understand the concept of “capitalism” in a way that avoids generating endless dichotomies between states vs. markets, regulation vs. freedom, and similar concepts. I’ll post the current, very rough, version of this section below the fold.

The section needs fixing in so many ways I’ve lost count, but what I’m mainly worrying about at the moment is whether the core definition I suggest for capitalism makes any sense. I’ll then need to do a lot more work than has been done in this sketch, to explain how you might actually put this definition into play, to explain why it is historically and socially plausible that certain political ideals should emerge at particular historical moments… Read more of this post

On (Not) Saying No

I have to apologise for neglecting the blog a bit the past couple of weeks: I’ve somehow found myself in the position of assisting with a grant application, writing a conference paper, preparing to teach three courses – and, oh yes, there’s still that pesky matter of field research… We won’t mention small things like deciding that I really needed to put together a reading group on analytic and continental philosophy, or assisting with the recruitment of another PhD student for our project (know any good transport planners anyone)…

Things will calm down slightly in early August, when at least the grant application and the conference paper will be off my plate, and my very small part in the PhD recruitment process will have concluded. My field research will continue to be quite intense for the next several months, and the teaching load is quite heavy this term – although I will only be teaching into, rather than coordinating or designing, these courses, so in that respect the demands will be lower than normal.

My courses for the coming term are: an undergraduate “common course architecture” course called “Economics for the Social Sciences”, which is designed to introduce first-year undergraduates to basic economic concepts, as well as provide a general socialisation to academic work; the Research Strategies course that I also covered last term; and a postgraduate edition of the History and Theory of planning course that I taught to fourth-year undergraduates last term – although, this time around, I’ll be teaching someone else’s version of the course, rather than the version I designed. Read more of this post

Waiting for Adorno

I’m having a perversely difficult time getting a copy of Theodor Adorno’s “Sociology and Psychology” article, published in the New Left Review in two parts, in Nov-Dec, 1967, and Jan-Feb 1968. My library doesn’t happen to carry the journal from this period, but has a normally very efficient service for procuring articles from other university libraries, so I hadn’t expected that I would still be waiting, one month on from my request… So I’m still holding on to a draft piece on Adorno’s attempt to weave psychological and sociological theory, waiting to see whether this article (which I have read with some attention previously) adds any wrinkles to the sorts of claims Adorno makes in Dialectic of Enlightenment and Negative Dialectics.

I have an ambivalent relationship with Adorno’s work. On the one hand, Adorno recognises and problematises the difficulties in researching “human nature”, when such research is often not self-reflexive – not sufficiently cognisant of the ways in which both the observing subject and the observed object have been heavily shaped by determinate historical circumstances. Adorno, like Benjamin, is keenly aware of the need to be open to the potential that humanity might be very different from what it has been, or is. As Adorno writes (in a very Benjaminian passage):

We cannot say what man is. Man today is a function, unfree, regressing behind whatever is ascribed to him as invariant… He drags along with him as his social heritage the mutilations inflicted upon him over thousands of years. To decipher the human essense by the way it is now would sabotage its possibility. Negative Dialectics p. 124

On the other hand (and again like Benjamin), Adorno remains committed, at base, to the notion that class domination is the primary factor distorting the realisation of humanity’s potential. This commitment, I believe, significantly weakens his own ability to be self-reflexive – to grasp the specific ways in which human subjects and objects have been shaped in this particular historical moment. Thus Adorno will alternate between insights into specifically contemporary society that could potentially be quite incisive – only to be dragged back into transhistorical generalisations by his underlying critique of class domination since, of course, class domination characterises all organised human societies, and therefore cannot easily grasp what is unique about our own.

It requires, of course, no keen insight to point out that the Frankfurt School theorists fail to live up to their own standard of producing self-reflexive critique: they acknowledge this themselves. The famous opening passage to Negative Dialectics paints a stark picture of Adorno’s analysis of why this is so:

Philosophy, which once seemed obsolete, lives on because the moment to realize it was missed. The summary judgment that it has merely interpreted the world, that resignation in in the face of reality has crippled it in itself, becomes a defeatism of reason after the attempt to change the world miscarried… Theory cannot prolong the moment its critique depended on. p. 3

In the framework underlying Adorno’s quotation, self-reflexivity requires linking theoretical critique to the existence of a determinate potential for society to become other than what it currently is. Early Marxist critiques, in which the Frankfurt School theorists also originally placed their hopes, understood the “forces of production” – the working class and increasingly socialised large-scale organisation of production – to be dynamic and progressive forces in society, forces that were constrained by the “relations of production” – class relations mediated by private property and the market.

In this early Marxist framework, emancipation was expected to result from the overthrow of capitalist “relations of production”, a social transformation that was expected to enable the forces of production to come into their own, through conscious planning. This transformation was expected to unleash productive potentials and vastly increase material wealth; importantly, it was also expected to inaugurate political emancipation. Marxist critique sought to be self-reflexive by aligning itself with the forces of production – by pointing to the potential represented by those forces when arguing that private property and the market were socially unnecessary forms of domination.

By the time Adorno writes the statement above, he and other Frankfurt School theorists have come to the conclusion that, in essence, the “forces of production” have come into their own – that the market and private property have been abolished in the East and severely curtailed in the West. As expected, this transformation has resulted in a vast increase in material wealth and productive power. It has not, however, resulted in anything even remotely resembling political emancipation.

What follows from this point is an extremely interesting re-evaluation of the potentials of laissez-faire capitalism – particularly of such factors as the contrast between private, intimate spheres and public spheres; the principle of delayed gratification associated so strongly with the economic necessities of the small business enterprise; the intense relationships of the bourgeois family; the prevalence of universal ideals (important as ideals, even if never realised in practice by the market), etc. If the re-evaluation had remained on this level – that is to say, had remained an analysis of a historically-definable moment – it might have led in some very interesting directions. As it happened, however, the centrality of the category of class domination kept drawing the analysis further afield, seeking psychological and cultural correspondences between human societies at the dawn of time, and contemporary capitalism.

The results are still often brilliant, but are also more devastating for the concept of social critique that the simple corrective realisation that central planning was not as intrinsically emancipatory as once believed. Adorno ends up fighting a strange, inspired, but also self-defeating battle against conceptual abstractions as such. He develops an elaborate theory of the way in which humanity originally sought to overcome its vulnerability before nature through magical means – a strategy that resulted in the first class division, as specialised priests assumed the role of mediating between human communities and the natural world and, in the process, drew around themselves the cloak of awe and fear that was once associated with the natural world itself. This early division of mental from manual labour ramifies through human history, and fundamentally scars theoretical reflection, whose conceptual abstractions are the echo in thought of the underlying recognition that class domination is unncessary, and the underlying fear of dominant intellectuals that it may someday be overthrown.

There is very little room for theory in such an approach – and yet Adorno doesn’t want to abandon theoretical reflection. To do so would be, within Adorno’s framework, a capitulation to what is. Yet he is left with only the exhortation to use what is against itself, and without the ability to explain the historical emergence of critical sensibilities like the ones he expresses in his work. This inability leaves him in the position often criticised as elitist, where he appears to believe that he can uniquely perceive aspects of contemporary reality not accessible to others. I don’t believe frank elitism was his intent – instead, it was a consequence of losing the ability to be self-reflexive about his work in the sociological sense (where being self-reflexive involves explaining why forms of critique might arise at a particular time), and instead being forced into a form of self-reflexivity in the more conventional sense of the term (where self-reflexivity involves individual reflection).

Not Even a Footnote to History…

I’ve mentioned previously that I have a tendency to… overannotate academic texts. This results from the tendency to want to address far more than one article can conceivably bear, so the footnotes hold non-core content, and act as placeholders for articles or portions of articles I may eventually write. The plus side is that my actual texts tend to be fairly “clean”, since anything that doesn’t contribute to the core argument tends to get pruned or moved into a note.

I’m currently working on a draft, though, that seems to have taken this tendency to some sort of new level – I’ve just realised that I have a sort of… orphaned footnote at the end of my text – something that used to be associated with some point that has long been discarded from the actual text. It no longer fits anywhere in the draft, even by my generous standards for annotation. So I thought I might as well post it here: for anyone tempted to be confused about the meaning of “historical materialism”, here is the footnote for you… Read more of this post

Libelling Liberalism

I’ve just written “the liberalism lecture” for the History and Theory of Planning class. Since planning is not, by and large, a trade that holds exceptional attractions for those who lean libertarian, I don’t expect most students to have more than a passing familiarity with liberal political and economic thought – even though their profession has now been strongly shaped by a couple of decades of neo-liberal reform. Based on my experience last year with the Australian Politics class, it’s not only the planning students who lack this background: several of my politics students expressed indignation that politicians like Thatcher and Howard should claim to be liberals when, the students believed, it was obvious these people were just conservatives… Read more of this post

Use Value, Exchange Value – and Collection?

Convolute H in Walter Benjamin’s Arcades Project relates to collection, and collectors. Its concerns are very similar to the ones Benjamin expresses in “On the Concept of History” – which is, among other things, a critique of a kind of historicism that seeks to document the past “the way it really was”.

In “On the Concept of History”, Benjamin argues (if you can use this term for a work that tries to induce a gestalt perception in its readers, through the juxtaposition of meaning-filled fragments) that a connection exists between historicism – the attempt to document the past exactly as it was – and the belief that historical “progress” will inevitably and automatically bring about emancipation. For Benjamin, both forms of thought are reactionary and disempowering, because both fail to recognise the potential power of human agency in history. The “true picture of the past”, for Benjamin, represents the one in which the historian has “fann[ed] the spark of hope in the past” – that is, recognised the potential that the past might have been different from what it was. For Benjamin, this task is intricably linked to the ability to seize the emancipatory potentials of the present time.

Convolute H pursues similar concerns – playing off the image of the historicist (who seeks to keep all historical remnants in their proper order in time and space), against the image of the collector (who eclectically reassembles and juxtaposes historical remnants in relationships that may have little to do with their actual temporal relationship). For Benjamin, it is the collector, and not the historicist, who accurately recognises the contingency of the past – the fact that history might not have developed in a particular way, that other potentials were also possible, but were never realised.

Convolute H, however, juxtaposes these reflections about history, with parallel reflections about use value and exchange value. Benjamin was aware that many critics of capitalism offer their criticisms in the name of use value, and against exchange value – arguing, for example, that capitalism is unjust because it focusses on profits, rather than recognising and adequately compensating the practical, useful, material contributions of labour to the economy. Within this framework, emancipation would follow from an elevation of use value to its proper social status. Benjamin, however, takes a different tack – rejecting, not only the capitalist who sees only profit (exchange value) in goods and labour, but also the critic who sees in these same things only their use value. Both, for Benjamin, are examples of forms of thought that work against the realisation of potential freedoms.

Instead, Benjamin proposes the model of the collector – someone whose interest in goods does not relate to either their exchange value or their use. The collector adopts a purely impractical relationship to the objects collected – and it is precisely this impractical attitude that breaks out of the utilitarian relationship to objects and to people that, for Benjamin, as for Adorno and Horkheimer, represents the primary force of unfreedom under capitalism.

The collector is therefore a potent metaphor for Benjamin, capturing a relationship to history, and also a relation to production and consumption in the contemporary world, as these might potentially be transformed in the “open air of history”.

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