Rough Theory

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Category Archives: Cognitive Science

Insomnia [Updated After Some Sleep...]

Updated to add, after more sleep and a chance to backtrack the history in a way I couldn’t stay awake to do at 4 a.m., I’m backing cautiously away from the sympathetic read of the piece as satire. Which is a pity, since replicating standard psychology experimental methods in a way that so successfully draws out the limitations of some common problematic research practices would have been just brilliant – much more brilliant than a “straight” read of the paper… (What can I say – my tendency to look for sarcasm has a wish-fulfilment element: I want more brilliant things in the world – and many things would in fact be more brilliant – if only they were written as satires…) The rebuttal gets it right nevertheless:

Do these results mean that psi can now be considered real, replicable, and reliable?

We think that the answer to this question is negative, and that the take home message of Bem’s research is in fact of a completely different nature. One of the discussants of the Utts review paper made the insightful remark that “Parapsychology is worth serious study. (…) if it is wrong [i.e., psi does not exist], it offers a truly alarming massive case study of how statistics can mislead and be misused.” (Diaconis, 1991, p. 386). And this, we suggest, is precisely what Bem’s research really shows. Instead of revising our beliefs regarding psi, Bem’s research should instead cause us to revise our beliefs on methodology: the field of psychology currently uses methodological and statistical strategies that are too weak, too malleable, and offer far too many opportunities for researchers to befuddle themselves and their peers.

***

I try to keep this off the blog, but, in my spare time – and sometimes in time that shouldn’t be so spared – I read sort of absurd quantities of research in the “hard” sciences. I’m particularly fond of medical research, but I’ll read more or less anything that I can manage to follow – it’s a sort of indiscriminate, unfocused, random consumption of indifferent scientific research. Often, this reading starts informally enough, trawling through the science sections of newspapers – a quick read usually generates at least one article in an average science section that just doesn’t feel right, and I backtrack from there to the original studies (some easier to find than others…). Sometimes the gratification is just working out what the news account got wrong; sometimes the gratification comes in the form of irritation at a badly designed study that was, unfortunately, pretty accurately reported in the press; sometimes the research will be genuinely interesting and well designed – and then I often end up tracking from the paper where I landed, to other material written on the field. This gives me scattered tidbits of information on all sorts of random stuff, without much expertise in anything in particular. But I enjoy it. It’s how I relax. Read more of this post

Wearing the Juice: A Case Study in Research Implosion

[Ed. 9 September: Now that events are unfolding a bit more slowly, and people have had a chance, for the most part, to learn about the basic facts, I've moved my on-the-fly updates to the bottom of the post, so that the original text is easier to find. I will try to update all the broken links next week.]

Original Post

A couple of people have sent me the link to this debacle of two researchers attempting to study what they call the “Cognitive Neuroscience of Fan Fiction” (further historical background here and here, collated links there, and information about the original research (which somehow doesn’t get around to mentioning that the research is designed – not for academic publication – but for a popular book whose working title is Rule 34: What Netporn Teaches Us About the Brain) in the researchers’ background information).

As someone looking on from outside the fan communities directly involved in this mess, the whole thing unfolds something like a live action version of the phenomenon Justin Kruger and David Dunning discuss in their “Unskilled and Unaware of It: How Difficulties in Recognizing One’s Own Incompetence Lead to Inflated Self-Assessments” (1999, Journal of Personality and Social Psychology, Vol. 77, No. 6., p. 1121-1134).

Kruger and Dunning are interested in whether, below a certain level basic competence, it becomes very difficult for people to improve their skills – because they are, in fact, too incompetent to be able to tell the difference between competence and incompetence in the first place. They take as their point of departure the story of hapless bank robber McArthur Wheeler who – some of you will remember from my previous post on this article – robbed two banks in broad daylight without any disguise and, when arrested almost immediately based on the bank security footage, burst out: “But I wore the juice!” Mr. Wheeler was evidently under the impression that, by rubbing lemon juice on his face, he could conceal himself from security cameras (Kruger and Dunning 1999: 1122).

Assuming this mess is not some sort of elaborate research-themed performance art, or the result of a revenge-fuelled identity theft, researchers Ogi Ogas and partner Sai Chaitanya Gaddam are trying their best to demonstrate to the world that they are something like the academic research equivalent to Wheeler. They have blundered into an online community whose members write and read, among other things, erotically-themed fan fiction, and have presented community members with a poorly-designed questionnaire (now taken down, but for a while being modified on the fly as people lined up with complaints about the research design – participants have posted screenshots and a text version of the survey after its initial modifications – note that a number of the final option responses and some other warnings and qualifications seem to have been added in response to criticisms of the survey in its original form – the modifications are often palpably different in style from the original text).

Among many other problems, the questionnaire asks respondents to provide sensitive information about sexual habits, desires and fantasies, in a setting where the questionnaire could be accessed by minors, without – as far as I can tell – having vetted the research design with their university’s IRB (the researchers are currently being hounded across several websites with demands to answer the question of whether they did, in fact, submit the project for ethics review – while answering other questions, they have steadfastly ignored this one: quick suggestion that, if the researchers don’t mean to imply the answer is ‘no’, then they should probably address this question very explicitly, very soon). [Side note: there’s a nice critical discussion of the limitations of IRB’s that’s been sparked by this whole mess: here.]

In the ongoing discussions now sprawled across a number of sites, the authors continue to dig this initial hole deeper by using terms regarded as offensive by members of the community (and, in one case, defending this because these are the terms that are standard in the sex industry – as Marx might say: !!!), by blithely demonstrating their own participation in widely-criticised assumptions about sexuality and presuppositions about gender, by demonstrating ignorance of basic facts about the community that could be gleaned from a quick skim of community sites, and by insisting on knocking back well-reasoned and absolutely on-target critiques by arguing that they are not doing “social research” and are not actually interested in the community anyway, other than as an example of a much more general phenomenon (these last, the researchers seem to believe, get them off the hook on ethical and basic research design requirements).

I’m not going to write my own critique of this mess: the community has already done this, eloquently, thoroughly – and, given the circumstances, with admirable patience. I am always warning my students when I teach research methods that something like this can happen – that this is why I’m so harsh on their research designs. Welcome to my new case study. I’m serious. I’m thinking of assigning parts of this trainwreck when I teach research methods next term.

I’m posting on this mainly because I’m wondering why the researchers have not apologised far more abjectly for having blundered into a community so ill-prepared – and possibly having ignored basic legal requirements and professional ethical standards governing their research. I am wondering if they are simply failing to register how devastating are the critiques being made of their work – perhaps because they are assuming these critiques have arisen defensively, due to strong affective attachments and loyalties within this particular community – or perhaps because they have “othered” this community so much that they aren’t sufficiently open to how badly they are being schooled here. Sai Gaddam’s university website suggests a potential vulnerability in this regard – let me quote from the source (apologies: I owe a poster in the original discussion a hat-tip for drawing attention to this, but unfortunately I’ve lost track of the comment – if you want to make yourself known, I’ll add a link):

My research interests have evolved over the years I have spent in the Ph.D program, but my derision for my subjects remains a constant. Well, not really, but this quote does make me smile.

The individual I chose as my principal subject for the experiments … was an old toothless man, with a thin face, whose features, without being absolutely ugly, approached ordinary triviality, and whose facial expression was in perfect agreement with his inoffensive character and his restricted intelligence.

The Mechanism of Human Facial Expression — Guillaume de Boulogne

So, for what it’s worth: I don’t belong to this community, but the criticisms being made of your ill-conceived research are excellent. Listen to them. You have tried wearing the juice. They’ve seen through it. It wasn’t the disguise you hoped it might be.

Updates:

[Ed. 7 September: Still no time to update the broken links below, but wanted to point to the discussion at metafilter, for those interested. ETA: and Neuroanthropology weighs in! – Twice!]

[Ed. 4 September: If people aren’t aware, Ben Goldacre from Bad Science has referenced SurveyFail on Twitter, linking here and also to Alison Macleod’s fantastic overview at The Human Element. Rushing at the moment – apologies for not responding yet to comments.]

[Ed. 4 September: Another day, a few more broken links. Ogi Ogas and Sai Gaddam seem to have had their websites removed from Boston University – not surprising, given the report that they are not affiliated with the university for purposes of this research project. Gaddam’s blog has also been made private. The links I have below off their names therefore no longer point anywhere. Again: my schedule’s too hectic to fix this right now, so just noting the problem. Some limited information about Ogas is included in his Wikipedia page, as a backup link… If the old Boston University pages end up being included in any of the screencaps collections currently being collated online, I’ll restore links to those once I have time.

For folks interested in legs, this post has been picked up at Josh Jasper’s blog at Publisher’s Weekly, as well as at Alison Macleod’s the human element. Macleod’s blog has a very clear overview of how the whole thing unfolded, as well, for folks new to this whole mess and trying to get a sense of what happened.

Broken link clean-ups still days in the future, I’m afraid…]

[Ed. 3 Sept: Folks, just a note that the researchers have taken down their site – after an amazingly offensive final blowup that, honestly, must be seen to be believed… This will break a lot of the links I’ve posted below. I’ll try to clean these up later, but for the time being, there’s are a number of good summaries of the whole incident – now christened SurveyFail – see especially Yonmei’s post at Feministsf.net, as well as a report of a response from the IRB at their university, which has disclaimed any affiliation with the project and asked the researchers not to use their uni emails or web addresses in conjunction with this activity. (My favorite part of the linked IRB discussion was the report that, when the IRB office was contacted directly: “Their exact words ‘I had a feeling it would be about that.’”) Links cleanup might have to wait a couple of days – schedule is awful at the moment…]

Cultivating – and Surviving – Networks

Bleary-eyed from lack of sleep, and thoughts spinning vaguely from trying to absorb far too many new concepts during my very short mid-term break, I found myself jolted to full attention unexpectedly this morning, after stumbling across the extraordinary new blog adventures in jutland. With only a couple of extraordinary posts up at the moment, author ibbertelsen demonstrates a virtuosity with asking particularly complex and layered questions – in this case, questions about the interconnectedness of recent, interpenetrating, shifts in theory, cultural practices, and technologies that together seem to draw upon and reinforce concepts of decentred and networked models – whether applied to thought, society, or nature. Importantly, ibbertelsen recognises that the most important question to ask when confronted with these shifts is not the representational question of the truth or falsity of the models – not: are these new models an accurate way of describing the phenomena they seek to describe? Instead, given the resonance or growing intuitive appeal of such models, the key question becomes what the impact of these shifts will be – the ibbertelsen’s own words:

Whether any of this true, and which of the new models are right or wrong (scientifically), is up for grabs. My questions, however, are not along those lines. They rather concern the cultural consequences of new models for thinking, of the multiplications and clashes of “cognitive models” that don’t match, or don’t confirm our necessary assumptions, and the way these models don’t just inform but transform our thinking practices. The jury (in so far as we still have juries rather than brain scans) is out on whether culture can survive the new models, with their new practices and assumptions, whether they are right or wrong or a bit of both.

So here is my question: Can we survive dynamic, networked thought? Networked perceptions? The blurring of thought, perceptions and actions in dynamic networks? Can culture in general (I know, which culture specifically am I writing about … but that’s part of my point), can art, can democracy, science, religion, etc survive the new mobilities in perception and cognition/thinking models, practices and yes – perhaps thinking processes themselves (thinking processes that now include perception, action, affect, sensation all in shifting brain-body -world dynamics, to the point that we may no longer be able to talk about, or even assume, “our cognitive processes”).

Part of this is that as thinking/perception, sensation, affect and action all become more networked, more dynamic, more mobile, they are also more “mobilized” in Isabelle Stengers’ sense of the word, in which models and rhetorics are “mobilized” in order to stabilise certain practices, interests, disciplines, (models of affective and cognitive control in the workplace for example, or education, to help maximise productivity). Can we survive this (often “scientific”) “mobilization” of thought, perception, affect and action?

Sub-question: What are thought, affect, perception and action when they are now so obviously in such complex are fully mobilized circuits? Are they anything stable or even nameable at all? (I don’t claim to be able to answer this question, but a basic beginning might be here).

I might add a question of my own (regular readers will no doubt guess what it will be): how should we understand the resonance itself? Ibbertelsen’s non-representational insight primes this question: understanding the emergence and appeal of any concepts or metaphors is separable from determining the truth value of those concepts (if “truth” brought concepts into being and compelled people to believe them, it becomes difficult to understand the sorts of sudden, interdisciplinary shifts to which ibbertelsen is drawing attention). So the question becomes: why are we particularly attentive to the possibility of networked models, particularly receptive to metaphors of distributed processes, now? Can a better understanding of how the intuitive plausibility of such concepts is itself constructed, also help us develop a more active relationship to this resonance, such that we can shift from asking “what impacts will this shift have”, to asking “what potentials could this shift hold”?

And speaking of resonance: Stengers’ work, of course, has been “in the air” recently – I would be remiss if I didn’t also point folks to the most recent rounds of the ongoing (should one say evolving?) discussion of Stengers and Prigogine over at Larval Subjects.

We Hold These Truths to Be Historical…

The always wonderful Language Log has a post up today that might be of interest to readers who have been tracking the reading group foray into the debate between Chomsky, Hauser & Fitch and Pinker & Jackendoff. Marc Hauser has written a recent work on the relationship between morality and the linguistic faculty, titled Moral Minds: How Nature Designed Our Universal Sense of Right and Wrong. Language Log quotes Hauser from a recent interview:

I argue that we are endowed with a moral faculty that delivers judgments of right and wrong based on unconsciously operative and inaccessible principles of action. The theory posits a universal moral grammar, built into the brains of all humans. The grammar is a set of principles that operate on the basis of the causes and consequences of action. Thus, in the same way that we are endowed with a language faculty that consists of a universal toolkit for building possible languages, we are also endowed with a moral faculty that consists of a universal toolkit for building possible moral systems.

By grammar I simply mean a set of principles or computations for generating judgments of right and wrong. These principles are unconscious and inaccessible. What I mean by unconscious is different from the Freudian unconscious. It is not only that we make moral judgments intuitively, and without consciously reflecting upon the principles, but that even if we tried to uncover those principles we wouldn’t be able to, as they are tucked away in the mind’s library of knowledge. Access comes from deep, scholarly investigation.

The full Language Log post places Hauser’s work in a broader intellectual and historical context – well worth a read.

On a personal level, I’m always interested in how tempting it clearly is for people to try to ground specific political and ethical ideals this way. In this week’s reading group discussion, for those who were there, this is the kind of thing I was referring to when I mentioned “making the jump to nature” as a common strategy for trying to ground a standpoint of critique – arguing that your ideals derive from some ahistorical source like language, human physiology, experience of the natural environment, etc. This is a surprisingly common strategy – surprising in the sense that the object of analysis – the specific political/ethical ideals theorists claim to derive from this approach – are often demonstrably historically specific.

Critical theorists like Habermas (who also tries to ground democratic values in language – although via the speech act tradition, rather than the Chomskyan one) at least recognise that this poses a theoretical problem, and therefore explicitly try to address how ideals that derive from something historically invariant, should nevertheless come to be expressed explicitly only very recently in historical time. Many theorists, however, don’t seem to recognise that this kind of jump to nature implies the need for any kind of supplemental historical theory, and therefore leave hanging the question of why no one became aware of specific ideals at some earlier point in time. (Personally, I prefer to avoid the whole problem by providing an historically specific explanation for historically specific ideals, but that’s another matter…)

I haven’t read Hauser’s work, of course, and he may well focus only on ideals or values that have a more transhistorical resonance. On this blog, I concentrate on understanding the rise and perpetuation of historically-specific political and ethical ideals because I am specifically trying to understand what is distinctive about recent history. Occasionally – probably because I don’t always contextualise the motives for my work clearly enough – my project gets interpreted more broadly, as though I’m making a strong ontological claim about the relative importance of, say, socialisation versus natural endowment – as though I’m intervening in a direct way into a kind of nature-nurture debate. I should perhaps take this opportunity to clarify that I see nature-nurture style debates as beside the point for my work: I have no difficulty being open to the concept that our forms of perception and thought might also be determined – perhaps even predominantly determined – by factors that are not historically or socially specific.

My difficulty arises only when someone tries to explain phenomena that are demonstrably socially and historically specific, with reference to purported causal factors that themselves are not… I have no specific knowledge of whether Hauser does this – although, given that the Language Log describes his work as “a Chomskyean interpretation of (some aspects of) John Rawls’ 1971 A Theory of Justice“, I suspect there is at least a risk that he does… Perhaps the reading group will take a look at some future point…

Hegel on the Beach

Lovely reading group meeting today – except that I talked too much – enough that my throat is now actually sore… The discussion revolved mainly around the issue of standpoints of critique – why the notion of a standpoint is particularly important for secular critical theories, why certain theoretical approaches still rely on tacit concepts of nature or on metaphyical concepts to ground their critical standpoints, and how much, specifically, a critical standpoint should (or can) attempt to explain… We spilled well and truly beyond our brief (which was only to discuss the remainder of Derrida’s Limited Inc) – which is one of the reasons I talked so much, as I was the proxy voice in this discussion for a sweeping tradition of German critical theory (we’ll see whether this comes back to haunt me when the group actually reads some of this material themselves). LMagee will introduce the formal online discussion at some point in the near future.

For those wondering whether the reading group would now go into hiatus with the summer holidays approaching, the answer is no: we will be meeting next week for one final gesture at cognitive science before people scatter for the holidays. As mentioned previously, we’ll look at Lakoff’s Metaphors We Live By, and then at the recent debate between Pinker and Lakoff. LMagee intends to toss my gestural comments on Lakoff’s political writings into the mix, as well (perhaps to see how I presently compare with this past iteration of myself… ;-P).

LMagee and I will then be left to our own devices in Melbourne’s January heat, and have decided that a bit of Hegel on the beach might be nice. We’ll be working our way through Phenomenology of Spirit, on some random and eratic schedule to be determined, no doubt, by how successfully we resist a range of summer temptations…

Better Never Than Late

So it’s been a hot and smoky weekend in Melbourne. The cool change has just come through – not much help unfortunately, I think, for those on the massive firefront. But a signal for me to shake off my heat-induced sluggishness, and get a bit of thinking done.

I’m well and truly past my self-imposed deadline for writing something substantive on the reading group discussion of the debate between Pinker & Jackendoff and Chomksy, Hauser & Fitch, over the evolution of the language faculty – the trajectory of which is conveniently outlined at Language Log. I’ve hesitated to post in part because I was trying to work out a way to break through what seemed to be the main issue that arose in the reading group discussion: the perception that these articles were highly technical pieces, written by and for specialists, such that deciding between the various “they said-they said” arguments would be essentially impossible for a lay reader. I wanted to work out whether there were some way to approach these readings that could at least minimise this reaction – since the reaction, after all, tends to become a self-fulfilling prophecy.

What I do below is therefore not summarise the debate – as I suspect that even a summary of these already fairly condensed and economical texts would mire us in minutiae. Instead, I provide some suggestions that might help someone read the debate a bit more easily – mainly by locating the various empirical skirmishes in the context of what I take to be the overarching theoretical conflict that motivates the empirical battles. I’ll say at the outset that I very much doubt the reading framework I outline is the only – let alone the best – way of working your way into these texts. I offer it more as an example of how I personally went about trying to make sense of this discussion, without a specialised background in any of the scientific fields referenced in these texts: hopefully, your personal path through these texts will substantially improve on mine.

I want to start where Chomsky, Hauser & Fitch begin: by noting that the purpose of these articles – a point agreed by all sides in the debate – is to make a case for the value of interdisciplinary work when investigating the evolution of the language faculty. This point is more important than it may seem, particularly to non-specialist readers: it tells us that, in spite of first impressions, these articles will not assume that readers have any specific disciplinary background – they may assume a sound scientific knowledge of some sort, but they won’t be assuming a socialisation into any particular scientific discipline: the nature of interdisciplinary work is that you cannot assume such things. This therefore holds out hope that, in principle, a non-specialist reader ought to be able to make sense of these debates.

Where I’d like to go next is to make the suggestion that, in the beginning, readers bracket the empirical skirmishes. This may sound a bit perverse, as these empirical conflicts make up the overwhelming majority of the exchange – and, in fact, mark the least contested points of contact between the two sides: the existence or nature of any theoretical argument is disputed within these texts; there is more consensus over where the empirical fault lines lie. Nevertheless, I suspect we’ll find more light if we step back a bit from the empirical heat, and take a closer look at the strange, half-denied theoretical debate that runs through these articles.

I’ve characterised the theoretical debate as “half denied” for a specific reason: Chomsky, Hauser & Fitch don’t admit that their position is motivated by any specific theoretical perspective. Instead, their repeated claim is that they are posing the only possible scientific questions one could pose about the evolution of language at this moment in time – a point to which I’ll return in a moment. Pinker & Jackendoff then argue: no, these aren’t the only possible scientific questions that could be posed – and, in fact, you have only posed these questions because you are presupposing the validity of a particular linguistic theory: the Minimalist Program. Chomsky, Hauser & Fitch then say: we are doing no such thing, our questions have nothing to do with the Minimalist Program – they are instead the only possible questions a scientist could ask. Pinker & Jackendoff then come back and say: actually, a scientist could ask many other questions, if not already inclined to believe the Minimalist Program were true: here, look! – we’ll show you some…

Essentially, then, in venerable academic tradition, the debate boils down to a set of “did not!” – “did too!” exchanges over whether Chomsky, Hauser & Fitch are pushing the Minimalist Program on the sly. The empirical exchanges all fit within this context – which is why so many of the empirical debates are not primarily about what the facts are – not about who did what, when, where, why and how – but about which specific facts matter, and in what ways they matter, for understanding the evolution of human language. I am suggesting, in other words, that this is not an empirical quarrel, but a philosophical one.

Because what I’ve written is somewhat long, I’ll tuck the main body below the fold. I’ll have to apologise in advance for the length, and for what will almost certainly be inadequate copy editing – I’m writing this on borrowed time, so to speak, and I haven’t been able to give this piece the thorough proofing it undoubtedly desperately needs. Read more of this post

Reading Group Sing-Along:

Back in October, when I originally posted the forward projections on the reading group’s upcoming choices, I had left the exact selections for the coming week a bit on the vague side, just referring to the Language Log archives on the general theme we would be discussing, which relates to an ongoing debate between Pinker, Jackendoff and Chomsky. L. Magee did, though, piece together a specific list of recommendations for the group, which I thought I’d post in case anyone is curious exactly what we’ll be discussing next Monday.

L. Magee’s suggestions are:

Perhaps start here:

Mark Liberman’s outline of the Pinker, Jackendoff, Chomsky discussion at Language Log

Then:

Chomsky et al: The Faculty of Language

Pinker et al: The Faculty of Language: What’s Special About It?

Chomsky et al: The Evolution of the Language Faculty

and Pinker & Jackendoff’s Reply

Also of interest:

http://itre.cis.upenn.edu/~myl/languagelog/archives/002423.html
http://pinker.wjh.harvard.edu/articles/index.html
http://www.wjh.harvard.edu/~mnkylab/

We workshopped a number of suggestions for where to go next – with the general idea of staying with the linguistics theme for a while longer. We’ll have an email round to solidify these suggestions, and then I’ll post another forecast list…

Overstimulation

Too sick today to write anything substantive, so of course I’ve spent two-thirds of the day dozing, and the remainder digging around for articles on the poverty of the stimulus argument… For those who might have missed this particular obsession, the poverty of the stimulus argument is one of the claims discussed as part of our all-Chomsky-all-the-time reading group discussion. The basic claim is that children learn grammatical rules that are so massively underdetermined by their environments, that the pattern of early language acquisition provides strong evidence for the existence of an innate, specific faculty for language acquisition. Since I’m sure all my readers share my fascination with this argument, I thought I’d post the link to the best article I stumbled across in my admittedly somewhat fever-impaired reading today: Geoffrey Pullum and Barbara Scholz’s “Empirical Assessment of Stimulus Poverty Arguments” The Linguistic Review 19 (2002): 9-50.

The gist of Pullum and Scholz’s argument is that, in the cases most often cited in the nativist literature, the stimulus might, in fact, not be so impoverished after all. They challenge linguists to engage in more extensive empirical investigation before making strong claims about the rarity of children’s exposure to particular sentence structures – and they also point to the need to establish more explicit and well-reasoned statistical measures for how much environmental exposure would be “enough” to undermine the claim that children could not possibly deduce a grammatical principle from their environmental exposure.

The article, it should be noted, is not itself a critique of nativism – it remains agnostic on the issue. The authors’ intention is simply to point to the weak empirical base for existing claims, and to challenge the discipline to become more serious about empirical investigation – and also epistemological clarification – if it intends to persist in viewing the poverty of stimulus argument as pivotal for the cognitive science case for universal grammar.

Chomsky’s “Language and Mind”

Being an inaugural guest’s post, I hope that, while not up to the usual standards of this blog, the following content is not too far short either. By way of introduction: I am involved in the same reading group as N Pepperell, and have been invited to write some notes on several of the texts we cover. Our reading so far has aimed at doing a potted history of 20th century linguistics, and our path has arrived at Chomsky’s “Language and Mind”.

My apologies in advance for what might seem a naive and anachronistic take – none of our group are linguists by training, and therefore we have stumbling through what is no doubt a fragmentary and selected course. And I apologise for the prolixity of this, an inaugural guest’s post… In any case, what Chomsky presents in this 1968 version of his account of language is roughly as follows: there are 6 lectures, split into 2 groups of 3. The first group of 3 were based on lectures delivered at Berkeley in ’67; the second group were delivered to different audiences at different times. In this light, the didactic purpose of the book becomes clear in moving through it: Chomksy is presenting, to different audiences, in more or less technical detail, 3 distinct ideas.

Firstly, he presents in a number of guises the idea of universal grammar – where grammar is a set of rules which determine the matching of a given sound to a given meaning. Meanings belong, according to the universal grammar thesis, to a deep semantic structure; sounds belong to a surface phonological structure; and what connects the two are syntactic rules.

Secondly, he presents the related but not, in my view, essential idea that such a system is both required by all human languages, and acquired too quickly by human individuals to be accounted for by a range of cultural, social or environmental stimuli. Instead, using the Poverty of the Stimulus argument commented upon elsewhere in this blog, this system must be innate.

Thirdly, the “innateness” thesis connects his, that is to say Chomsky’s view, with a broad, important but largely forgotten tradition of rationalism (long since eclipsed by the rise of empiricism in general, and behavioralism in particular, in the human sciences).

At this stage I want to comment about one aspect of Chomsky’s argument: that semantic deep structures exist prior to their transformation into phonological surface structures. At least in his account here, it seems that every sentence – even assuming for now that in a normative account, sentences can be taken for meaning “informational statements” – must exist in some ready-made semantic form before it can go through some transformational process. However this account seems to me to miss a key aspect of language production – that most sentences develop in time. While a well-formed sentence may be reverse-engineered into into its constituent parts – into noun phrases, verb phrases and so on – it seems unlikely to me that this is how such sentences are always generated in the first place. Such analysis misses the essential fact of language utterances – that they exhibit a linearity, insofar as the start of a sentence is always before the end of the sentence. The following is a tentative stab at how I think this argument could unfold:

When I make a sentence, I can proceed in a number of ways. I can start with some logical proposition I wish to convey, then determine which is the best form for the conveyance (moulding some semantic content into phonetic or othographic form via syntactic transformations, in the Chomskyan way). But this is only one of a number of ways I can proceed. I can start with a particular phrase (“Notwithstanding Chomsky’s insightful analysis…”), then proceed with what may seem a logical extension (“… I disagree with his theory of the innateness of language”). I can also recant: “… well, actually, I agree with his analysis”). I can also forget where I ‘was’, or simply allow my semantic content to remain, perhaps wistfully, unexpressed: “…”. I can perform a number of acts, but none of those acts are irrevocably determined by some original semantic content which remains intact throughout the duration of the act. Even the original phase (“Notwithstanding Chomsky’s insightful analysis…”) does not establish a determinate meaning for the sentence in which it is found – my subsequent words can serve to undercut – with sarcasm or irony; to frame – by quoting or paraphrasing; to emphasise, castigate, or perform a number of acts which alter the meaning of an existing phrase or sentence. Chomsky’s examples always assume that a speaker who has considered what she or he wants to say before saying it, and remains committed to the saying of it at least until the saying is said – but of course there are many examples, mundane and famous, which run counter to this.

It might seem that this sort of criticism echoes those of pragmatists generally, and Searle in particular. However what is striking to me is not that sentences can do things other than make statements of fact, but rather that even when making a statement of fact, I can alter the meaning of the statement significantly at any time during its utterance. This is trivially true, in that I can always proceed as teenagers do when they append “…not!” at the end of sentence. So the point would be that it is empirically contingent for any given well-formed sentence as to whether its meaning had been determined entirely in advance of its utterance – and therefore could have undergone the sorts of sentence-wide syntactic transformations (active to passive, and so on) that Chomsky proposes. On the other hand, it seems equally plausible that for a number of sentences the syntactic form is prior to the semantic content – as in question-and-answers routines, where the answer’s syntax mirrors that of the question (“who saw Bill” – “John saw Bill” versus “who was Bill seen by?” – “Bill was seen by John“). Of particular importance in this regard is that it is possible for me to be committed to the syntax of a sentence I am about to make, before I know what I am going to say. How could I then, consciously or otherwise, apply rules to get to a known syntactic construction (for instance, a passive construction) from some as-yet unknown semantic meaning?

This is not to say, at the level of a phrase, and indeed for many sentences, there may not be processes at work transforming meaning into sound the way Chomsky describes – indeed this may even be the normative case. However it seems to me that there are many other ways sentences can be formed, and these show that a more complex relationship exists between the semantic, syntactic and phonological parts of a sentence than what Chomsky – circa 1968 – will allow.

Quite possibly, later Chomsky or other more recent accounts resolve this problem in some way – if indeed it is a problem. Meanwhile, we are now moving on to How to do Things with Words

Reading Group: Globalised and Hypertexted

I had mentioned previously that the reading group intended to take a break for a month, while two of our members tour the US. At yesterday’s meeting, though, we decided that a month was simply too long to go without a substantive (or, depending on your point of view, insubstantial) discussion of linguistics. We’ve therefore decided that, for the next several weeks, we’ll move the reading group online. We’re still working out the exact details, but the general concept, I think, is that we’ll open periodic threads for discussion of specific works on this site, reading group members (and anyone else who wants to dive in) will contribute and discuss, and general enlightenment will ensue…

The works proposed for the virtualised reading group include some lighter and some heavier material – if only to allow our travelling members some opportunity for light entertainment while they’re away. The specific works proposed, in the order we’re currently intending to discuss them, are:

Austin How to Do Things with Words

Pinker <a href="http://www.amazon.com/Language-Instinct-Creates-Perennial-Classics/dp/0060958332/sr=1-1/qid=1161811475/ref=sr_1_1/002-5294189-5521642?ie=UTF8&s=books&quot; target="_blank"The Language Instinct

And then as much as you care follow of the debate between Pinker, Jackendoff and Chomsky, outlined in this Language Log summary of the state of play. (Note: for brevity’s sake, I’ve posted only the Language Log link here, rather than the more detailed set of recommendations that were circulated via email within the reading group – reading group members will know the more specific recommendations; anyone following from a distance can make their own selections, which I’m sure will be no worse than ours…)

I’ll try to post a few observations on our previous reading selection, Language and Mind, in a separate post, some time during the next couple of days.

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